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In terms of SEBI Circular No. SEBI Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8 dated January 25,
2022 on Issuance of Securities in dematerialized form in case of Investor Service Requests. Investors
holding securities in physical mode have to submit duly filled up Form ISR - 4, for processing service
request(s) as specified therein.
The provisions of the said SEBI Circular shall come in to effect from January 01, 2022. |
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In terms of SEBI Circular No. SEBI Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655,
dated November 03, 2021, read with SEBI Circular No. SEBI/HO/MIRSD/MIRSD RTAMB/P/CIR/2021/687,
dated December 14, 2021, Investors holding securities in physical mode have to
Register / change / up-date PAN, Nominee, Contact details (postal address,
Mobile Number & E-Mail ), Bank Details etc., by submitting duly filled up Forms as
given under, failing to update the said details by April 01, 2023, the respective folio's shall be frozen.
The provisions of the said SEBI Circular shall come in to effect from January 01, 2022. |
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In terms of SEBI Circular No. SEBI/HO/MIRSD/MIRSD_
RTAMB/P/CIR/2021/670, dated November 26, 2021, SEBI has
developed an Investor Charter for RTAs, inter- alia, detailing the services provided to Investors,
Rights of Investors, various activities of RTAs with timelines, Dos and Don'ts for Investors and Grievance
Redressal Mechanism.
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